What Does a Futures Broker Do?

Futures are also sometimes called commodities. Theymost discount brokers merely buy or sell what is
are traded on the stock exchange in the form ofrequested.
agreements made by the buyer to purchase aYou can trade with a futures broker online or at a
commodity at some date in the future for today'straditional brokerage firm. Typically, the online traders
price. The buyer is assuming that the price of thewill charge lower fees, but their support services may
commodity will be higher on that future date,be more limited. It would be beneficial for those
meaning that their purchase will be below market,considering the use of an online service to take the
and if then sold on that date, he will make antime to educate themselves on what futures are and
immediate profit. Futures brokers execute the buyhow the futures market works prior to investing.
and sell orders placed by clients.A full service futures broker typically offers more
Futures are not the same thing as options. As thepersonalized service. He or she will keep clients
name implies, options are instruments that give theinformed of news that might affect the client's
client the option to purchase at a predeterminedtrading position. The broker will keep clients apprised
price. Futures, on the other hand, are obligations, andof the latest market research, the balances in their
the buyer must fulfill that obligation. His broker mayaccounts, and makes recommendations.
liquidate his position prior to that date, if the client soSome, but by no means all, of the types of items
desires, by selling the client's position to someonetraded with a futures broker include gold and silver,
else. If the client chooses to hold his investment, thefood crops such as soybeans, oat, wheat, and corn,
broker will finalize the trade.and livestock such as cattle and pork. Cotton, lumber,
A futures broker may or may not have a seat onorange juice, coffee, cocoa and sugar also fall under
the trading floor. If he does not, he will utilize thehis expertise. Foreign currency, energy, and many U.S.
services of the broker in his firm who does have aTreasury bonds or notes can also be handled by a
seat. Information received from the futures brokerfutures broker.
will be executed by his co-worker who is licensed toA futures broker usually has a degree in finance,
trade "in the pit" on the stock exchange.economics, or business. In addition, he or she should
A discount futures broker will execute the ordershave communication skills, sales aptitude, and
received from a client. Few discount brokers includeresearch skills, along with the ability to perform in a
any other services for the client, at least without afast paced and stressful environment. Futures
separate fee. Those who use a discount broker willbrokers must also pass the Series 3 exam, or the
seldom have access to any market research orNational Commodities Futures Examination. They must
advice that is tailored to the client's situation. Instead,also register with the National Futures Association.