Turning Volatility Into Opportunity

Uncertainty. It's an ugly word in any context.mid and large cap companies, and volatility has been
Unfortunately, that's especially true in finance andrampant this week. Consider this: if the mid and large
capital markets. Nothing spooks investors and traderscap companies like Proctor and Gamble, Microsoft,
more than other investors and traders gettingCitigroup who are highly-valued, profitable, and stable
spooked out of the same stocks; in other words,are demonstrating spectacular swings in their stock
when uncertainty does hit the market, it breedsprices, what chance would the share price of a
more uncertainty, and before you know it, everyonesmall-cap start-up company have to avoid those
panics because regardless of the performance ofsame major swings? The investors who are in
individual companies, everything seems doomed and itinvested in those major companies on those major
feeds on itself.exchanges are typically institutional investors or
 hedge funds who have more resources available at
Money is pulled from investments as profits aretheir disposal to hedge their positions during these
taken and positions get cut from portfolios, and theperiods of ugly volatility by taking positions in options
market is flooded with irrational sell orders.  Henceand other derivatives that will (at least in the short
the "Flash Crash" type movements.   Flights torun) limit their risk.
safety are made in gold, government debt or the oil 
sector. Massive selloffs take place and global indicesFor example, they may be long in Company A, but
gyrate in wild swings in less than a week. What I'mduring periods of uncertainty, take out a short
talking about is a market correction due to volatility.position against Company A to limit their downside
In our earlier posts, we've touched on the prevailinglosses. We don't see those same strategies being
concepts of volatility in the financial markets andemployed by players in the Micro and NanoCap
indices like the DOW and the S&P 500, which ismarkets. The massive drops we've watched in stock
now more than ever an important theme and trend markets over the past few weeks, including the
to understand. But here at World Market Media, we"Flash Crash" 1,000 point plunge in the DOW in early
focus on our niche; our expertise in undervalued andMay, are directly attributable (at least in major part)
underreported small cap companies from around theto those very same institutional investors and hedge
world.funds winding down the hedge. These functionalities
Our World Market Media indices performance fordon't exist in many of the stocks we cover.
2010 benchmarked against the major indices revealsFor example, they may be long in Company A, but
the following:during periods of uncertainty, take out a short
- WMM MircoCap Index -- down 33% from a high ofposition against Company A to limit their downside
1,271 on March 11th, 2010.losses. We don't see those same strategies being
- WMM NanoCap Index -- down 19% from a high ofemployed by players in the Micro and NanoCap
1,130 on April 29th, 2010.markets. The massive drops we've watched in stock
- DOW -- down 9.6% from a high of 11,205  on Aprilmarkets over the past few weeks, including the
26th."Flash Crash" 1,000 point plunge in the DOW in early
- S&P 500 -- down 11% from a high of 1,217 onMay, are directly attributable (at least in major part)
April 23rdto those very same institutional investors and hedge
- NASDAQ -- down 12% from a high of 2,530funds winding down the hedge. These functionalities
reached on April 23rd,don't exist in many of the stocks we cover.
This illustrates a striking divergence in comparisons The good news is that historically, small-cap and
between our indices and other major stock markets,micro companies with brilliant, innovative ideas who
and the primary deviations are in the players, theeventually bring their products to market can be
capital structure, and the availability of shares.capitalized on by any smart, savvy investor who is
 able to discover and identify them today in
Investors who are buying shares of the smallanticipation of their promotion and introduction into
capitalization companies that make up the WMMthe small, mid, and eventually large cap indices
Micro and NanoCap indices are not the sametomorrow.  These small names often have little
investors who are buying shares of companies thatcorrellation or beta to the market but the payoff is
make up the DOW, the NYSE, S&P, or thethat you can have 100% plus moves in a week as
NASDAQ. The difference in liquidity is staggeringthe story gets traction.  This is one reason why the
when compared, where on any given day 6-10 trillionsmall trader trades them.
shares exchange hands on the large cap indices.More important are the implications for those
Shares of the companies in our Micro and NanoCapwidely-held large cap indices -- which have mostly all
companies, for example, may only trade aby now broken key technical support levels -- and
few thousand shares in a day, so therefore smallwhat that could spell for the Micro and NanoCap
cap stocks may not be as easy to get in or out in acompanies. Are we in a downward correction, or is
downturn because there simply aren't any buyers orthis the beginning of a long, painful trend in which the
competing prices in the marketplace. Further, theseDOW could fall another 25%?
companies are small cap for two very obvious 
reasons -- they are usually start-up companies withOnly time can give these answers, volatility can give
little or no revenues and have fewer sharesus indications, and according to our research, it's still
outstanding -- tightening supply, demand, andlooking pretty weak and uncertain.
widening the bid to offer to enter and exit.  This tollI do know that Monday morning they will open the
many times is enough to keep investors away.markets and I will be sitting at my desk reviewing
Of course, volatility affects Micro and NanoCapnames for you to read...... unless of course the
companies in a much more dramatic fashion than thecircuit-breakers kick in!