Should You Buy Through a Financial Advisor?

Let me start out by telling a little story thatinvolved in investing. Take some time and get the
happened to me a few years ago. My wife and Ibasics down. Some resources can be found at After
were referred into a financial advisor to get her setthat, determine what kind of investing you want to
up on a 403b retirement program. The broker wentdo.
through the options for the fund and towards theIn most cases I've seen, someone wants to get
end asked if we were ready to make a decision.started in something uncomplex as a way to get into
Since I had never dealt with a broker before, Ithe market. Mutual funds offer the ability to do that
decided to ask what the fees were. My dad had toldat a very low cost. Typically, a discount brokerage
me that day to research the actual mutual fund feewill be your easiest and cheapest way to do that.
on my own 401k, so the question was stuck in myExamples of discount brokerages are Trowe Price or
head. The reponse that I got next still shocks me toVanguard. The only fees that you will pay is an
this day. 5.75% on every dollar that I put into theannual fund management fee of anywhere from
fund, right off the top. Not only that, but the actual.25%-1.25%, depending on the fund. The fund
mutual fund he was directing me to charges 1.5%company will tell you the makeup of the fund, the
annual fee.performance, and the morningstar rating. These are
I was shocked to say the least. This same brokerall tools to help you determine if you are picking the
had just painted my wife and I a scenario, in which ifright fund for your stage in life. If you need help,
we put in $250 a month and earned a conservativethen call the number and ask for more information
7% a year, we would be rich when we retired.about a particular fund. By learning a little about the
Imagine my surprise when I did the math and learnedprocess, you are saving yourself a lot of money
that actually, if we earned 7% a year, we would begoing forward.
DOWN money because of his fees. As we left I gotI understand that most people are intimidated about
more angry, thinking about the fact that the schoolmoney. I have heard people tell me constantly that
district had referred us into this person (as well asthey don't understand money, so they listen to their
countless other teachers) and here he was, running aadvisor. That is fine, that is what advisors are paid to
racket. When I questioned him why his fees are sodo. That's the problem though, they have to put
high he responded that we are paying him for advicefood on the table too! So, look at the value of that
on which funds to pick. Advice? How much is thereinitial meeting that you had. The one where he put in
to know? How do you know if you are getting a fairplain English how easy investing was. Think about him
shake? Read below!taking $345 of your $6K you invested that year and
Financial advisors serve a purpose, there is nothe year after and the year after. Pretty soon you
question. But, I've seen friends that I KNOW don'thave got to start thinking, "What he was doing
know a lick about finance, go through a trainingwasn't that hard! He hasn't even done anything for
program and 8 weeks later become an expert. Ithat initial meeting!". So, if you need an financial
don't doubt that they learned something, but theyplanner for some more complex situations, then fine.
are not qualified to charge me 6% as a fee for theirBut, I think its worth your money to get educated
wisdom! If you are starting out and want to geton the basics.