| Investment is confusing to newcomers, so much so | | | | discount brokers, it's definitely doable. Why do I need |
| that an entire profession the stock broker has grown | | | | a Brokerage Account? |
| up in the gap between the investment world and the | | | | I have a couple thousand dollars so I can probably do |
| public's knowledge. Your personal broker will advise | | | | more than an DRP or just an index by itself. This |
| you on the best investments and sift through stock | | | | information implies other advantages to a Brokerage |
| analyses and market trends, so you don't have to. | | | | Account but I am new to this and don't understand. |
| Through a direct investment plan, you can cut out | | | | Brokerages, including online discount brokerages like. |
| the brokerage altogether and buy shares directly | | | | Your broker may also provide guidance on taxes and |
| from the company. Now let us look at the third | | | | retirement planning. For some brokerages you will |
| group- NRIs and Foreign Nationals- and how they can | | | | need to submit the signed partnership agreement |
| purchase Indian stocks or trade through India based | | | | along with your tax ID depending on your state or |
| stock brokers. | | | | county's requirement you may also need to file a |
| The difference is important to know since without | | | | DBA, doing business as form. Three types of |
| notice from the investors all stock certificates will be | | | | accounts- bank, demat and brokerage- are needed? |
| issued in street name,i e in the name of the | | | | Your official place to finding an indian online stock |
| brokerage firm. When the investor decides to sell his | | | | broker. |
| shares, the street certificate simply be endorsed by | | | | If you are an NRI looking for a broker in India to |
| the stock broker. It is the Members also known as | | | | open a trading and demat account. Stock certificates |
| member-broker or member-firms who can buy or sell | | | | that are in the street name facilitate the transactions |
| stocks for the investors since they are authorized | | | | by brokers. The trading floor is the place where |
| and licensed by the Securities and Exchange | | | | member-brokers trade daily. As an intermediary, the |
| Commission SEC to transact business as a broker and | | | | stock broker executes orders for clients, purchasing |
| or dealer or securities. | | | | or selling the stocks on the stock exchange. In |
| A stock broker acts as an agent or middleman | | | | choosing a broker, you must also see to it that the |
| between the investor and other buyers/sellers. Once | | | | broker person or corporation is a member of good |
| an account has been opened, the client may buy or | | | | standing at the Philippine Stock Exchange. A complete |
| sell immediately according to the trading instructions | | | | listing of the PSE member-brokers can be found in |
| between the investor and broker. Certificates of | | | | various publications or from the PSE Membership |
| deposit CDs - similar to savings account but with | | | | Department. Opening broker age account is relatively |
| higher interest rates and restrictions on early | | | | easy to accomplish and take not longer than opening |
| withdrawal, offered by banks, brokerage firms and | | | | a bank account. |
| independent salespeople, low-risk but reduced liquidity, | | | | All transactions are handled confidentially and the |
| may require high minimum balance for desired interest | | | | broker will not reveal to any person the details of |
| rates. | | | | any purchases orsales done for his client. Buying and |
| Consult a broker and take part in simulated stock | | | | selling transactions are settled by book-entry This |
| experiences. They and their cousins, Direct Stock | | | | means the ownership of shares and cash is |
| Purchase Plans DSPs , allow you to bypass brokers | | | | transferred electronically to the brokerage account, |
| and their commissions by buying stock directly from | | | | without the stock certificates and cash being handed |
| the companies or their agents. You should also | | | | over physically. Investment is confusing to |
| seriously consider opening a discount brokerage | | | | newcomers, so much so that an entire profession |
| account. With small accounts, that can be a challenge, | | | | the stock broker has grown up in the gap between |
| but with such low commissions being offered by | | | | the investment world and the public's knowledge. |